Analyst - KYC - SSBO

Morgan Stanley
Experience : 2 to 3 Years
Education : Any Graduate
Location : Bangalore
Job Role : Others
Posted on 12 Jul 19
Job DescriptionLast Date 10 Sep 19
Analyst - KYC - SSBO
Job Number: 3133806

PRIMARY LOCATION: Non-Japan Asia-India-Karnataka-Bengaluru

EDUCATION LEVEL: Bachelor's Degree

JOB: Other


JOB LEVEL: Analyst

Qualifications: Bachelors

Experience required: 
  • Minimum 2 years of work experience 
  • Specific experience in Client Onboarding, Customer due diligence, KYC/Client identification programs preferred
  • Knowledge of global KYC/CIP requirements (for UK, U.S, Hong Kong, Singapore etc.) 
  • Experience supporting international institutional and wealth management businesses desired
  • Experience in working with Vendor Staff is a plus

Educational requirements: Minimum Bachelor's Degree

Skills Required:
  • Strong subject knowledge on KYC/CIP 
  • Strong attention to detail and research/investigative skills
  • Ability to work independently and meet the business deadlines with accuracy
  • Handle trouble shooting to mitigate risks associated with the business that we manage
  • Ability to interact effectively with Business Units, Compliance, Vendors and Clients
  • Ability to interact effectively with global colleagues (Hong Kong, Budapest, London, Tokyo and New York)
  • Multi-tasking to handle various business demands
  • Strong written and verbal English skills with clear and effective communication
  • Ability to manage pressure and stressful business demands, including change and ambiguity

  • L1 escalation team will support the Institutional Securities business's global period refresh reviews. Responsibilities will include :
  • Support the activities pertaining to client identification (CIP)/ KYC checks for periodic reviews. 
  • Prepare/track regular status update metrics to the regional manager/stakeholders
  • Act as a first point of escalation for daily processing done by the respective teams
  • Escalate issues in a timely manner to the regional manager/ L2 / regulatory teams
  • Proactively suggest process improvement ideas for the processes performed by the team 
  • Establish good working relationships with regional teams, external teams and internal clients in various jurisdictions
  • Respond to change e.g. regulation change, new business and/or technology projects and provide solutions to enhance and/or implement controls and processes
  • Understand the front to back of our roles and have a sound understanding of audit related requirements.
Job Type : Full Time
Interview Type : Face to Face Interview
Company Description
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. We advise, originate, trade, manage and distribute capital for governments, institutions and individuals. As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. We provide you a superior foundation for building a professional career where you can learn, achieve and grow.