Shah Kapadia and Associates jobs - Audit Executive

Audit Executive

Shah Kapadia and Associates
experience Fresher
salary Salary not disclosed
qualification
Job is expired
Posted: 2 Years ago
Views:
Applications:
Openings: 1

Job Description

About role:

Designation: Audit Executive

Location : Sion ( Immediate Joining)

Qualification: Specialized in Commerce Background

Description

  • Handled compliance related inspections of various types of Brokers of the Exchange

including Small & Medium Size stock brokers, proprietary traders, brokers having institutional      clients, banks dealing in equity market and big broking houses.

  • Conducting in-depth financial analysis and risk assessment of stock broker to gauge

           their solvency and to evaluate the potential risk they pose to system.

  • Conducting and managing Internal audits of various broking Houses.
  • Assisting and providing expert advice to Stock Brokers, DP’s and other clients

           regarding compliances.

  • Drafting of various observations of the queries raised by Exchanges/ SEBI.
  • Implementing various circulars issued by NSE/SEBI
  • Client Co-Ordination and assisting team for the various audits. 

Job Types: Full-time, Regular / Permanent, Fresher

Salary: ₹10,000.00 - ₹12,000.00 per month

Schedule:

  • Day shift
  • Morning shift



Job Particulars

Role 
Education B.Com, M.Com
Who can apply Freshers
Hiring Process Face to Face Interview, Telephonic Interview
Employment Type Full Time
Job Id 982454
Locality Address Sion
State Maharashtra
Country India

About Company

We are one of the top CA firm in Mumbai specialized in providing Compliance advisory services, Inspections, Audits of multiple Broking houses, Depository Participants, AMC's, NBFC etc. We have a PAN India presence with more than 300 clients.
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