Ameriprise Financial Services jobs - Business Analyst-CSU

Supporting supervision functions of client-facing documents, communications and investment products to ensure compliance with regulatory requirements. Analysts will be expected to identify potential irregularities/ red flags while maintaining agreed service levels and commitments.

Provide support to Registered Principals and Supervision leaders in conducting supervision by providing 1st level analysis of documents and processes, data aggregation, reporting and similar activities. Responsible to complete the required tasks within the pre-defined SLAs, maintaining required quality parameters. Help identify efficiencies through innovation using Lean.

Manage multiple and changing priorities, expectations and concerns while working closely with business partners in a focused and responsive manner.

Maintain reporting and other process documentation for Business Continuity purposes.

Bachelor’s degree or equivalent
1 - 2 years of work experience in the financial services sector is preferred (preferably regulatory compliance)
Ability to identify risk; Suggest ways to narrow down the risk; Think out of the box and suggest new ways of doing things
Able to maintain process reports
Good analytical and research skills

Knowledge of the US financial system, regulatory environment, financial products/services.
Intermediate level of MS Excel and MS Access