Compliance Ops recruitment in Mumbai - kotak mahindra asset management company ltd

Compliance Ops

For a client of TeamLease Services Ltd
experience Fresher
salary 17,000 - 18,000 Per Month
qualification
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Posted: 4 Years ago
Views: 7
Applications: 20
Openings: 1

Job Description

About Company :One of Leading Bank is one of India's leading financial institutions, offering complete financial solutions that encompass every sphere of life. From commercial banking, stock broking, to mutual funds, life insurance, to investment banking, the group caters to the financial needs of individuals and corporates.


Designation : Compliance Ops  


Eligibility Criteria : Candidates should be from Compliance department   /Good Candidature with degree 


Roles and Responsibilities :



  • - Responsible for SEBI Filings -Notices and routine items
  • - Responsible for raising invoice, Bills Management as per the Internal System and Processes
  •  Responsible for Website Checking to be performed as per the Checklist  
  • - Compliances requirements as per Voice Recording Policy, Performance Uploading as per AMFI/SEBI Circulars
  • - Due Diligence Related Documentations with various stakeholders –
  • - Record Management and reconciliation as per the Insider Trading Policy. 
  • - Listing related Compliances such as NFO Listing, ISIN Creation etc.
  • - Assisting in various audits such as SEBI Audit, Internal Audit, etc.
  • - To carry out various exercises as required by Compliance Function such as preparing Synopsis of Board and other Committee Minutes.
  • - Access Logs Monthly Update
  • - Addendum on Official Acceptance Points / CAMS - Drafting, Circulating and SEBI Filing
  • - various trackers such as New Product of SID KIM Product tracker, etc.


Experienced - 1 To 2 years of relevant exp

Salary : CTC- 18000 pm

Location : Goregaon

Interview Process : Telephonic Round + HR Round 


Job Particulars

Role Legal
EducationB.Com, BA, BBA/BBM
Who can applyFreshers
Employment TypeContract
Job Id325480
StateMaharashtra
Country India

About Company

For a client of TeamLease Services Ltd recruiting Compliance Ops candidates nearby Mumbai,.For a client of TeamLease Services Ltd vacancies for Compliance Ops is recruited through Written-test, Face to Face Interview etc.
For a client of TeamLease Services Ltd Company recruits a lot of candidates every year based on the skills. The candidates with B.Com, BA, BBA/BBM are selected to full fill the vacancies in Legal job field. The candidates nearby Mumbai, can apply for Compliance Ops position in For a client of TeamLease Services Ltd. All candidates should have a degree or post-graduation in the required field based on the requirement mentioned. The jobs are available in Full Time basis. When it comes to the For a client of TeamLease Services Ltd recruitment, candidates are mostly chosen for the department of Legal . To learn more about the current jobs and other details, it is better to go through official site of For a client of TeamLease Services Ltd and Teamlease.com. Find the latest jobs near you and near your home. So, that you don’t need to relocate. The Teamlease.com is a leading employment portal that researches the official site of For a client of TeamLease Services Ltd and provides all the details about the current vacancies, the application process, selection process, interview test details, important dates and other information. Search and apply for the top job positions in For a client of TeamLease Services Ltd and near your city and get a secured career.
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