Shah Kapadia & Associates jobs - Internal Auditor

Internal Auditor

Shah Kapadia & Associates

Job Description

1-Handled compliance related inspections/Audit of various types of Brokers of the Exchange including Small & Medium Size stock brokers, proprietary traders, brokers having institutional clients, banks dealing in equity market and big broking houses.

2- Conducting in-depth financial analysis and risk assessment of stock broker to gauge their solvency and to evaluate the potential risk they pose to system.

3- Drafting of various observations of the queries raised by Exchanges/ SEBI.

4- Team Handling

5- Oversee risk-based audits covering operational and financial processes.

6- Ensure complete, accurate and timely audit information is reported to Management and/or Risk Committees.

7- Overall supervision of planned annual audits.

Job Particulars

Role

Education CA

Who can apply Freshers

Hiring Process Face to Face Interview, Telephonic Interview

Employment Type Full Time

Job Id 966250

Job Category Finance & Accounting

Locality Address Sion

State Maharashtra, Maharashtra, Maharashtra

Country India

About Company

Shah Kapadia and Associates is a multi-disciplinary firm specializing in providing a wide spectrum of professional services under one roof to leading domestic and multinational companies, spread across all sectors. We provide technology-driven, customized audit and assurance services accentuated by our in-depth knowledge of the client’s business.

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